Disclosures

WARRANTIES & DISCLAIMERS

There are no warranties implied.

Ascend Financial Consultants, Inc. (“RIA Firm”) is a registered investment adviser located in Pasadena, CA. Ascend Financial Consultants, Inc. may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Ascend Financial Consultants, Inc.’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Ascend Financial Consultants, Inc.’s web site on the Internet should not be construed by any consumer and/or prospective client as Ascend Financial Consultants, Inc.’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Ascend Financial Consultants, Inc. with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.

A copy of a current written disclosure statement discussing Ascend Financial Consultants, Inc.’s business operations, services, fees and other costs, conflicts of interests/addressing those conflicts, disciplinary history, experience, credentials, how we choose investment/risk and who to contact should an issue arise is available at the SEC’s investment adviser public information website – www.adviserinfo.sec.gov or from Ascend Financial Consultants, Inc. upon request.

Ascend Financial Consultants, Inc. does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Ascend Financial Consultants, Inc.’s web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Investments involve risk and unless otherwise stated, are not guaranteed. Be sure to first consult with a qualified financial adviser and/or tax professional before implementing any strategy. This website and information are not intended to provide investment, tax, or legal advice.